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RIVERVIEW BANCORP INC — Director's Dealing 2003
Nov 3, 2003
34119_dirs_2003-11-03_f0872364-ebfc-4158-8cd5-3a8e90268194.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RIVERVIEW BANCORP INC (RVSB)
CIK: 0001041368
Period of Report: 2003-10-30
Reporting Person: KREIBICH PHYLLIS (Corporate Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2003-10-30 | Common Stock | M | 100 | $13.75 | Acquired | 4245 | Direct |
| 2003-10-30 | Common Stock | S | 100 | $20.4 | Disposed | 4145 | Direct |
| 2003-10-30 | Common Stock | M | 1500 | $13.75 | Acquired | 5645 | Direct |
| 2003-10-30 | Common Stock | S | 1500 | $20.28 | Disposed | 4145 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2003-10-30 | Stock Option (right to buy) | $13.75 | M | 100 | Disposed | 2008-10-02 | Common Stock (100) | Direct |
| 2003-10-30 | Stock Option (right to buy) | $13.75 | M | 1500 | Disposed | 2008-10-02 | Common Stock (1500) | Direct |
Footnotes
F1: Includes shares held through the Riverview Community Bank Employee Stock Ownership Plan.
F2: Options vest at a rate of 20% per year from date of grant on 10/1/98.
F3: Market price on October 30, 2003.
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