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RIVERVIEW BANCORP INC — Director's Dealing 2003
Nov 14, 2003
34119_dirs_2003-11-14_9587e3a1-a5b6-43cf-8db6-7a2aa39f9586.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RIVERVIEW BANCORP INC (RVSB)
CIK: 0001041368
Period of Report: 2003-11-14
Reporting Person: KARAS JOHN A (Sr. Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2003-11-13 | Common Stock | M | 7500 | $12.3125 | Acquired | 23888.2614 | Direct |
| 2003-11-13 | Common Stock | S | 7500 | $21.2536 | Disposed | 16388.2614 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2003-11-13 | Option to Buy Common Stock | $12.3125 | M | 7500 | Disposed | 2008-10-02 | Common Stock (7500) | Direct |
Footnotes
F1: Includes 1,000 shares held through direct IRA; 2,888.2614 held through ESOP.
F2: Options vest at a rate of 20% per year from date of grant on 10/01/98.
F3: Market price on 11/13/2003.
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