RIVERVIEW BANCORP INC — Capital/Financing Update 2010

Aug 11, 2010

8-K 1 k81010.htm RIVERVIEW BANCORP, INC. FORM 8-K k81010.htm Licensed to: breyer1100 Document Created using EDGARizer2020 5.1.5.0 Copyright 1995 - 2009 Thomson Reuters. All rights reserved.

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): August 10, 2010

RIVERVIEW BANCORP, INC.

(Exact name of registrant as specified in its charter)

Washington	000-22957	91-1838969
(State
or other jurisdiction of
incorporation)	(Commission File
Number)	(I.R.S.
Employer Identification
No.)

| 900

Washington Street, Suite 900, Vancouver, Washington	98660
(Address
of principal executive offices)	(Zip
Code)

Registrant’s telephone number, including area code: (360) 693-6650

| Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any

of the following provisions.
[
] Written communications pursuant to Rule 425 under the
Securities Act (17 CFR 230.425)
[
] Soliciting material pursuant to Rule 14a-12
under the Exchange Act (17 CFR 240.14a-12)
[
] Pre-commencement communications pursuant to
Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
[
] Pre-commencement communications pursuant to
Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))

Item 7.01 Regulation FD Disclosure

On August 10, 2010, Riverview Bancorp, Inc. (the “Company”) announced that the underwriters of its recent public offering of common stock have fully exercised their over-allotment option, resulting in the issuance of an additional 1,506,276 shares. The option was granted in connection with the public offering of 10,041,841 shares of the Company’s common stock at a public offering price of $1.80 per share, which closed on August 3, 2010.

Including the exercise of the over-allotment option, the net proceeds to the Company after deducting underwriting discounts and commissions and estimated offering expenses are expected to be approximately $18.8 million. Wunderlich Securities, Inc. served as lead manager of the offering and Howe Barnes Hoefer & Arnett, Inc. served as co-manager. A copy of the Company’s press release announcing the exercise of the over-allotment option is furnished as Exhibit 99.1 to this Form 8-K and incorporated herein by reference.

In accordance with General Instruction B.2. of Form 8-K, the information in Item 7.01 and the press release shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section, nor shall such information and exhibit be deemed incorporated by reference into any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such a filing.

Item 9.01 – Financial Statements and Exhibits

(d)
The following
exhibit is being furnished herewith and this list shall constitute the
exhibit index:
99.1 Press
release dated August 10, 2010 announcing the exercise of the
over-allotment option.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

| Date: August

10, 2010
/s/Kevin J.
Lycklama
Kevin J.
Lycklama
Chief Financial
Officer
(Principal Financial
Officer)