Rithm Capital Corp. — Director's Dealing 2022

Dec 9, 2022

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Rithm Capital Corp. (RITM)
CIK: 0001556593
Period of Report: 2022-12-08

Reporting Person: Nierenberg Michael (Director, Chairman, CEO & President)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2022-12-08	Common Stock	A	578034	$0.00	Acquired	935062	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	56287	Indirect
Common Stock	301548	Indirect
Common Stock	301548	Indirect
Common Stock	130458	Indirect
Common Stock	23850	Indirect
Common Stock	24400	Indirect

Footnotes

F1: Represents restricted stock awards granted under the Rithm Capital Corp. Nonqualified Stock Option and Incentive Award Plan, which will vest in three equal installments on June 17 of each of 2023, 2024 and 2025, so long as the Reporting Person remains in continued employment with the Issuer. As previously disclosed, the restricted stock was granted in full satisfaction of the terms of Section 2(d) of the Employment Agreement by and between the Reporting Person and the Issuer, effective as of June 17, 2022. The applicable closing stock price was $8.65 on June 17, 2022.

F2: Includes 578,034 unvested shares of restricted stock.