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RIO TINTO LIMITED — Director's Dealing 2016
Sep 27, 2016
65705_rns_2016-09-27_b81d5af8-c5c3-4c03-bd1e-aa3dfbf8f969.pdf
Director's Dealing
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Notice to ASX and LSE
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Shareholdings of persons discharging managerial responsibility (PDMR) / Key Management Personnel (KMP)
Dividend Reinvestment
27 September 2016
Rio Tinto plc notifies the London Stock Exchange (LSE) of PDMR/KMP interests in securities of Rio Tinto plc, in compliance with the EU Market Abuse Regime Article 19 (3). As part of its dual listed company structure, Rio Tinto voluntarily notifies the Australian Securities Exchange (ASX) of material dealings in Rio Tinto plc shares by PDMR/KMP and both ASX and the London Stock Exchange (LSE) of material dealings by PDMR/KMP in Rio Tinto Limited securities.
Rio Tinto Employee Vested Share Account (VSA) dividend reinvestment plan
Rio Tinto plc ordinary shares of 10p each (shares) and Rio Tinto Limited ordinary shares (shares) held in a VSA are subject to a dividend reinvestment plan whereby cash dividends are used to buy Rio Tinto plc or Rio Tinto Limited shares in the market.
On 22 September 2016 the following PDMR/KMP acquired shares in Rio Tinto plc under a dividend reinvestment plan, on shares held in a VSA.
| Security | Name of PDMR/KMP | Number of SharesAcquired | Price per ShareGBP |
|---|---|---|---|
| Rio Tinto plc shares | Barrios, Alfredo | 37.87866 | 25.11258 |
| Rio Tinto plc shares | Jacques, Jean-Sébastien | 196.74804 | 25.11258 |
| RioTinto plc shares | Valentine,Debra | 958.75298 | 25.11258 |
On 26 September 2016 the following PDMR/KMP acquired shares in Rio Tinto Limited under a dividend reinvestment plan, on shares held in a VSA.
| Security | Name of PDMR/KMP | Number of SharesAcquired | Price per Share**AUD ** |
|---|---|---|---|
| Rio Tinto Limited shares | Davies,Alan | 88.10966 | 49.97 |
| Rio Tinto Limited shares | McIntosh,Stephen | 11.80808 | 49.97 |
| Rio Tinto Limited shares | Soirat,Arnaud | 58.71662 | 49.97 |
These were non-discretionary transactions.
UK Share Plan (UKSP) dividend reinvestment plan
The UKSP is an HMRC approved Share Incentive Plan under which qualifying UK employees are able to purchase on a quarterly basis Rio Tinto plc shares out of monthly deductions from salary and are allocated an equivalent number of shares free of charge (UKSP matching shares). Qualifying UK employees are also awarded Free shares once a year. Rio Tinto plc shares held in the UKSP are subject to a dividend reinvestment plan whereby cash dividends are used to buy Rio Tinto plc shares in the market.
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On 22 September 2016 the following PDMR/KMP acquired shares in Rio Tinto plc under a dividend reinvestment plan, on shares held in a UKSP. These were non-discretionary transactions.
| SecurityRio Tinto plc sharesRio Tinto plc sharesRio Tinto plc sharesRio Tinto plc sharesRioTinto plc shares | Name of PDMR/KMPBague, HugoDavies, AlanJacques, Jean-SébastienLynch, ChristopherMcIntosh, Stephen | Number of SharesAcquired9416510 | Price per ShareGBP25.1125825.1125825.1125825.1125825.11258 |
|---|
Global Employee Share Plan (GESP) dividend reinvestment plan
Under the GESP employees are able to purchase on a quarterly basis Rio Tinto plc shares, Rio Tinto ADRs or Rio Tinto Limited shares, out of monthly deductions from salary and are allocated an equivalent number of shares or ADRs free of charge (GESP matching shares), which are conditional upon satisfying the terms of the GESP.
Rio Tinto plc shares and ADRs, and Rio Tinto Limited shares, held in the GESP are subject to a dividend reinvestment plan whereby cash dividends are used to buy Rio Tinto plc shares and ADRs and Rio Tinto Limited shares in the market under the terms of the GESP.
On 22 September 2016 the following PDMR/KMP acquired Rio Tinto plc shares under a dividend reinvestment plan, on shares held in the GESP.
| SecurityRio Tinto plc sharesRio Tinto plc sharesRio Tinto plc sharesRioTinto plc shares | Name of PDMR/KMPBague, HugoBarrios, AlfredoDavies, AlanJacques, Jean-Sébastien | Number of SharesAcquired5.0072.86861.10183.0634 | Price per ShareGBP25.1125825.1125825.1125825.11258 |
|---|
On 26 September 2016 the following PDMR/KMP acquired Rio Tinto plc shares under a dividend reinvestment plan, on shares held in the GESP.
| SecurityRio Tinto Limited sharesRio Tinto Limited sharesRio Tinto Limited shares | Name of PDMR/KMPDavies, AlanFarrell, JoanneMcIntosh, Stephen | Number of SharesAcquired2.8333.58614.9311 | Price per Share**AUD **49.9749.9749.97 |
|---|
On 26 September 2016 the following PDMR/KMP acquired Rio Tinto plc shares under a dividend reinvestment plan, on shares held in the GESP.
| SecurityRio Tinto plc ADRs | Name of PDMR/KMPValentine, Debra | Number of ADRsAcquired6.831 | Price per Unit**USD **32.3348 |
|---|
These were non-discretionary transactions.
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Rio Tinto plc and Rio Tinto Limited dividend reinvestment plans
Rio Tinto plc and Rio Tinto Limited offer a dividend reinvestment plan that gives shareholders the opportunity to use their cash dividends to buy Rio Tinto plc or Rio Tinto Limited shares respectively, in the market.
On 22 September 2016 the following PDMR/KMP acquired shares in Rio Tinto plc under the Rio Tinto plc dividend reinvestment plan.
| dividend reinvestment plan. | |||
|---|---|---|---|
| Security | Name of PDMR/KMP | Number ofSharesAcquired | Price per ShareGBP |
| Rio Tinto plc shares | Farrell, Joanne | 37 | 25.11258 |
On 22 September 2016 the following PDMR/KMP acquired shares in Rio Tinto Limited under the Rio Tinto Limited dividend reinvestment plan.
| Security | Name of PDMR/KMP | Number ofSharesAcquired | Price per ShareAUD |
|---|---|---|---|
| Rio Tinto Limited shares | Farrell, Joanne | 260 | 49.196092 |
These were non-discretionary transactions.
Further to the announcement by the Company on 21 April 2016, under RNS No. 9853V, the Company wishes to notify that due to an administrative error, the following details in relation to shares acquired by Debra Valentine under the Global Employee Share Plan (GESP) on 18 April 2016 were omitted
| Security | Name of PDMR/KMP | Number ofSharesAcquired | Matchingshares | Price perShare**USD ** |
|---|---|---|---|---|
| Rio Tinto plc ADRs | Valentine, Debra | 39.4639 | 39.4639 | 31.6238 |
This was a non-discretionary transaction.
Save as disclosed above, all other details of that announcement remain unchanged.
An FCA notification in accordance with the EU Market Abuse Regime has been issued to the London Stock Exchange contemporaneously with this release.
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Victoria Hames Acting Company Secretary
Rio Tinto plc 6 St James’s Square London SW1Y 4AD United Kingdom
T +44 20 7781 1668 Registered in England No. 719885
Tim Paine
Joint Company Secretary
Rio Tinto Limited 120 Collins Street Melbourne 3000 Australia T +61 3 9283 3333 Registered in Australia ABN 96 004 458 404
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