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RGC RESOURCES INC — Director's Dealing 2017
Jun 15, 2017
33582_dirs_2017-06-15_4964efad-265a-47bc-a79e-6f0f86039111.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RGC RESOURCES INC (RGCO)
CIK: 0001069533
Period of Report: 2017-06-13
Reporting Person: Shockley C James Jr (VP, Operations)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-06-13 | Common Stock | M | 1270 | $12.673 | Acquired | 5513.303 | Direct |
| 2017-06-13 | Common Stock | S | 1270 | $27 | Disposed | 4243.303 | Direct |
| 2017-06-14 | Common Stock | M | 500 | $12.673 | Acquired | 4743.303 | Direct |
| 2017-06-14 | Common Stock | S | 500 | $27.19 | Disposed | 4243.303 | Direct |
| 2017-06-14 | Common Stock | M | 1000 | $12.673 | Acquired | 5243.303 | Direct |
| 2017-06-14 | Common Stock | S | 1000 | $27.16 | Disposed | 4243.303 | Direct |
| 2017-06-14 | Common Stock | M | 1000 | $12.673 | Acquired | 5243.303 | Direct |
| 2017-06-14 | Common Stock | S | 1000 | $27.222 | Disposed | 4243.303 | Direct |
| 2017-06-14 | Common Stock | M | 730 | $12.673 | Acquired | 4973.303 | Direct |
| 2017-06-14 | Common Stock | S | 730 | $27 | Disposed | 4243.303 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-06-13 | Employee Stock Options | $12.673 | M | 1270 | Disposed | 2023-04-01 | Common Stock (1270) | Direct |
| 2017-06-14 | Employee Stock Option | $12.673 | M | 500 | Disposed | 2023-04-01 | Common Stock (500) | Direct |
| 2017-06-14 | Employee Stock Option | $12.673 | M | 1000 | Disposed | 2023-04-01 | Common Stock (1000) | Direct |
| 2017-06-14 | Employee Stock Option | $12.673 | M | 1000 | Disposed | 2023-04-01 | Common Stock (1000) | Direct |
| 2017-06-14 | Employee Stock Option | $12.673 | M | 730 | Disposed | 2023-04-01 | Common Stock (730) | Direct |
Footnotes
F1: Exercise of options granted 04/01/2013.
F2: Includes 26.138 shares purchased through dividends reinvested in the RGC Resources, Inc. Dividend Reinvestment and Stock Purchase Plan.
F3: Exercise of options granted 04/01/2013.
F4: Exercise of options granted 04/01/2013.
F5: Exercise of options granted 04/01/2013.
F6: Exercise of options granted 04/01/2013
F7: All options fully exercisable six months after date of grant.
F8: All options fully exercisable six months after date of grant.
F9: All options fully exercisable six months after date of grant.
F10: All options fully exercisable six months after date of grant.
F11: All options fully exercisable six months after date of grant.