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RETRACTABLE TECHNOLOGIES INC Director's Dealing 2020

Oct 29, 2020

34871_dirs_2020-10-29_e9bd5ba1-20e8-4691-b002-cdd51fd99d10.zip

Director's Dealing

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SEC Form 4/A — Form 4/A

Issuer: RETRACTABLE TECHNOLOGIES INC (RVP)
CIK: 0000946563
Period of Report: 2019-12-20

Reporting Person: SHAW THOMAS J (Director, President and CEO, 10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-12-20 Common Stock P 2990 $1.42 Acquired 14075526 Direct
2020-03-20 Common Stock P 2500 $1.15 Acquired 14075526 Direct
2020-04-01 Common Stock P 4300 $1.4 Acquired 14075526 Direct
2020-04-17 Common Stock P 1400 $2.94 Acquired 14075526 Direct
2020-06-30 Common Stock P 437 $6.82 Acquired 14075526 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 1998000 Indirect

Footnotes

F1: This number is the total number of shares directly owned by Mr. Shaw as of the date of this Form 4/A filing. This is not the total number of shares owned on the indicated transaction date.

F2: The Form 4 filed on 12/23/19 mistakenly listed the number of shares purchased as 2,290.

F3: All purchases reported in this Form 4/A were effected pursuant to a Rule 10b5-1 Purchase Plan entered into December 2, 2019. The Reporting Person became aware of this purchase on or about 10/29/2020.

F4: The Form 4 filed on 6/30/20 mistakenly listed the number of shares purchased as 400.

F5: Mr. Shaw has investment power over 500,000 shares as Trustee for the benefit of a family member. Mr. Shaw has voting control over the remainder of the shares pursuant to a voting agreement.