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RETRACTABLE TECHNOLOGIES INC — Director's Dealing 2020
Oct 29, 2020
34871_dirs_2020-10-29_e9bd5ba1-20e8-4691-b002-cdd51fd99d10.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: RETRACTABLE TECHNOLOGIES INC (RVP)
CIK: 0000946563
Period of Report: 2019-12-20
Reporting Person: SHAW THOMAS J (Director, President and CEO, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-12-20 | Common Stock | P | 2990 | $1.42 | Acquired | 14075526 | Direct |
| 2020-03-20 | Common Stock | P | 2500 | $1.15 | Acquired | 14075526 | Direct |
| 2020-04-01 | Common Stock | P | 4300 | $1.4 | Acquired | 14075526 | Direct |
| 2020-04-17 | Common Stock | P | 1400 | $2.94 | Acquired | 14075526 | Direct |
| 2020-06-30 | Common Stock | P | 437 | $6.82 | Acquired | 14075526 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1998000 | Indirect |
Footnotes
F1: This number is the total number of shares directly owned by Mr. Shaw as of the date of this Form 4/A filing. This is not the total number of shares owned on the indicated transaction date.
F2: The Form 4 filed on 12/23/19 mistakenly listed the number of shares purchased as 2,290.
F3: All purchases reported in this Form 4/A were effected pursuant to a Rule 10b5-1 Purchase Plan entered into December 2, 2019. The Reporting Person became aware of this purchase on or about 10/29/2020.
F4: The Form 4 filed on 6/30/20 mistakenly listed the number of shares purchased as 400.
F5: Mr. Shaw has investment power over 500,000 shares as Trustee for the benefit of a family member. Mr. Shaw has voting control over the remainder of the shares pursuant to a voting agreement.