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RESMED INC — Director's Dealing 2013
Nov 14, 2013
30071_dirs_2013-11-14_2b8a7b26-c37d-4f62-89e5-47040a137c38.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RESMED INC (RMD)
CIK: 0000943819
Period of Report: 2013-11-11
Reporting Person: PENDARVIS DAVID (Chief Administrative Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-11-11 | ResMed Common Stock | F | 2609 | $50.74 | Disposed | 72321.566 | Direct |
| 2013-11-11 | ResMed Common Stock | F | 2796 | $50.74 | Disposed | 69525.566 | Direct |
| 2013-11-11 | ResMed Common Stock | F | 2982 | $50.74 | Disposed | 66543.566 | Direct |
| 2013-11-11 | ResMed Common Stock | F | 1503 | $50.74 | Disposed | 65040.566 | Direct |
| 2013-11-11 | ResMed Common Stock | M | 3915 | $25.540 | Acquired | 68955.566 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-11-11 | ResMed Common Stock Options | $25.54 | M | 3915 | Acquired | 2016-12-17 | ResMed Common Stock (3915) | Direct |
Footnotes
F1: Disposition to issuer for tax withholding upon vesting of performance-based Restricted Stock Units granted on 12/17/2009 and vesting 11/11/2013.
F2: Includes 237.032 shares purchased on October 31, 2013, pursuant to ResMed's Employee Stock Purchase Plan.
F3: Disposition to issuer for tax withholding upon vesting of performance-based Restricted Stock Units granted on 11/11/2010 and vesting 11/11/2013.
F4: Disposition to issuer for tax withholding upon vesting of performance-based Restricted Stock Units granted on 11/16/2011 and vesting 11/11/2013.
F5: Disposition to issuer for tax withholding upon vesting of performance-based Restricted Stock Units granted on 11/15/2012 and vesting 11/11/2013.
F6: Represents date options first became available. Options vest 1/4 per year on the anniversary of the grant.