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RESMED INC — Director's Dealing 2013
Nov 15, 2013
30071_dirs_2013-11-15_d9427a9b-2bd8-4bd2-947a-34551c6a00e0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RESMED INC (RMD)
CIK: 0000943819
Period of Report: 2013-11-13
Reporting Person: ROBERTS CHRISTOPHER G (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-11-13 | ResMed Common Stock | A | 2488 | — | Acquired | 92488 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-11-13 | ResMed Stock Options | $51.25 | A | 10356 | Acquired | 2020-11-13 | ResMed Common Stock (10356) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| ResMed Common Stock | 242400 | Indirect |
| ResMed Common Stock | 136000 | Indirect |
| ResMed Common Stock | 23200 | Indirect |
Footnotes
F1: Shares awarded are Restricted Stock Units. The RSUs cliff vest on the earlier of 11/11/2014 or the annual shareholder's meeting in the year following the grant date. Only 50% will distribute upon vesting; the remaining 50% require a holding period until the earlier of the third annual shareholder's meeting following the grant date or 6 months after termination of service.
F2: Options vest in full (i) on the first Nov. 11 following grant date or (ii) the first annual shareholder's meeting following grant date. Options have a required holding period until the earlier of (i) Nov. 11 of the third year following grant date or (ii) six months following termination of directorship.