RESIDEO TECHNOLOGIES, INC. — Director's Dealing 2018

Oct 31, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: RESIDEO TECHNOLOGIES, INC. (REZI)
CIK: 0001740332
Period of Report: 2018-10-29

Reporting Person: Flink Michael David (See Remarks)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-10-29	Restricted Stock Units	$	A	33690	Acquired		Common Stock (33690)	Direct
2018-10-29	Restricted Stock Units	$	A	6794	Acquired		Common Stock (6794)	Direct
2018-10-29	Restricted Stock Units	$	A	6109	Acquired		Common Stock (6109)	Direct
2018-10-29	Restricted Stock Units	$	A	6444	Acquired		Common Stock (6444)	Direct
2018-10-29	Restricted Stock Units	$	A	2403	Acquired		Common Stock (2403)	Direct
2018-10-29	Restricted Stock Units	$	A	6157	Acquired		Common Stock (6157)	Direct
2018-10-29	Restricted Stock Units	$	A	20641	Acquired		Common Stock (20641)	Direct
2018-10-29	Restricted Stock Units	$	A	7811	Acquired		Common Stock (7811)	Direct
2018-10-29	Restricted Stock Units	$	A	27902	Acquired		Common Stock (27902)	Direct
2018-10-29	Restricted Stock Units	$	A	7563	Acquired		Common Stock (7563)	Direct
2018-10-29	Restricted Stock Units	$	A	15596	Acquired		Common Stock (15596)	Direct
2018-10-29	Restricted Stock Units	$	A	8607	Acquired		Common Stock (8607)	Direct

Footnotes

F1: Grant of restricted stock units pursuant to the initial Founder's Grants of Resideo Technologies, Inc., a Delaware corporation ("Resideo"), which will vest as to 50% on October 29, 2021 and 50% on October 29, 2022, subject to continued employment.

F2: Grant of restricted stock units in connection with the conversion of certain equity and cash incentive awards previously granted by Honeywell International Inc. ("Honeywell") into equity awards of Resideo with respect to, or with a value determined with reference to, Resideo common stock, par value $0.001. The restricted stock units will vest in equal installments on February 27, 2019, February 27, 2020, February 27, 2021 and February 27, 2022, subject to continued employment.

F3: Grant of restricted stock units in connection with the conversion of certain equity and cash incentive awards previously granted by Honeywell into equity awards of Resideo with respect to, or with a value determined with reference to, Resideo common stock, par value $0.001. The restricted stock units will vest in equal installments on February 28, 2019, February 28, 2020 and February 28, 2021, subject to continued employment.

F4: Grant of restricted stock units in connection with the conversion of certain equity and cash incentive awards previously granted by Honeywell into equity awards of Resideo with respect to, or with a value determined with reference to, Resideo common stock, par value $0.001. The restricted stock units will vest in equal installments on February 25, 2019 and February 25, 2020, subject to continued employment.

F5: Grant of restricted stock units in connection with the conversion of certain equity and cash incentive awards previously granted by Honeywell into equity awards of Resideo with respect to, or with a value determined with reference to, Resideo common stock, par value $0.001. The restricted stock units will vest on February 26, 2019, subject to continued employment.

F6: Grant of restricted stock units in connection with the conversion of certain equity and cash incentive awards previously granted by Honeywell into equity awards of Resideo with respect to, or with a value determined with reference to, Resideo common stock, par value $0.001. The restricted stock units will vest on February 27, 2021, subject to continued employment.

F7: Grant of restricted stock units in connection with the conversion of certain equity and cash incentive awards previously granted by Honeywell into equity awards of Resideo with respect to, or with a value determined with reference to, Resideo common stock, par value $0.001. The restricted stock units will vest 33% on July 27, 2019, 33% on July 27, 2021 and 34% on July 27, 2023, subject to continued employment.

F8: Grant of restricted stock units in connection with the conversion of certain equity and cash incentive awards previously granted by Honeywell into equity awards of Resideo with respect to, or with a value determined with reference to, Resideo common stock, par value $0.001. The restricted stock units will vest on February 28, 2020, subject to continued employment.

F9: Grant of restricted stock units in connection with the conversion of certain equity and cash incentive awards previously granted by Honeywell into equity awards of Resideo with respect to, or with a value determined with reference to, Resideo common stock, par value $0.001. The restricted stock units will vest 33% on June 1, 2019, 33% on June 1, 2021 and 34% on June 1, 2023, subject to continued employment.

F10: Grant of restricted stock units in connection with the conversion of certain equity and cash incentive awards previously granted by Honeywell into equity awards of Resideo with respect to, or with a value determined with reference to, Resideo common stock, par value $0.001. The restricted stock units will vest on February 25, 2019, subject to continued employment.

F11: Grant of restricted stock units in connection with the conversion of certain equity and cash incentive awards previously granted by Honeywell into equity awards of Resideo with respect to, or with a value determined with reference to, Resideo common stock, par value $0.001. The restricted stock units will vest 49% on July 25, 2019 and 51% on July 25, 2021.

F12: Grant of restricted stock units in connection with the conversion of certain equity and cash incentive awards previously granted by Honeywell into equity awards of Resideo with respect to, or with a value determined with reference to, Resideo common stock, par value $0.001. The restricted stock units will vest on March 15, 2020, subject to continued employment.