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REPLIGEN CORP — Director's Dealing 2018
Jul 16, 2018
30826_dirs_2018-07-16_fc5c96d5-aff4-4418-87d6-1ad2111a1868.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: REPLIGEN CORP (RPGN)
CIK: 0000730272
Period of Report: 2018-07-12
Reporting Person: EDDLEMAN ROY T (10% Owner)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-07-12 | Call option (obligation to sell) | $54.9298 | S | 1 | Disposed | 2020-01-13 | Common Stock (250000) | Indirect |
| 2018-07-12 | Put option (right to sell) | $43.4992 | P | 1 | Acquired | 2020-01-13 | Common Stock (250000) | Indirect |
Footnotes
F1: The reporting person entered into a so-called zero-cost collar arrangement pursuant to which he wrote a covered call option and purchased a put option. Only one of the options can be "in the money" on the expiration date, at which time the in-the-money option will be exercised (and settled in cash) and the other option will expire. If neither option is in the money on the expiration date, both will expire.
F2: The securities shown are held of record by the Roy T. Eddleman Living Trust UAD 8-7-2000, of which the reporting person is the sole trustee, and as such, has investment and voting control over such securities.