| |
Nevada
(State or other jurisdiction of
incorporation or organization) |
| |
26-1232727
(I.R.S. Employer
Identification Number) |
|
| |
Large Accelerated filer
☒
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| |
Accelerated filer
☐
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| |
Non-accelerated filer
☐
|
| |
Smaller reporting company
☐
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| | | | |
Emerging growth company
☐
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| | | |
Amount
to be paid |
| |||
|
Commission registration fee
|
| | | $ | (1)(2) | | |
|
FINRA filing fee
|
| | | $ | (2) | | |
|
Printing expenses
|
| | | $ | (2) | | |
|
Legal fees
|
| | | $ | (2) | | |
|
Accounting fees and expenses
|
| | | $ | (2) | | |
|
Blue Sky qualification fees and expenses
|
| | | $ | (2) | | |
|
Transfer agent fees and expenses
|
| | | $ | (2) | | |
|
Trustee fees and expenses
|
| | | $ | (2) | | |
|
Warrant agent fees and expenses
|
| | | $ | (2) | | |
|
Miscellaneous expenses
|
| | | $ | (2) | | |
|
Total
|
| | | $ | (2) | | |
| |
Exhibit
Number |
| |
Description of Exhibit
|
|
| | 4.3* | | | Form of Indenture (including form of Debt Security). | |
| | 4.4* | | | Form of Subscription Rights Agreement (including form of Right Certificate) | |
| | 4.5* | | | Form of Warrant Agreement (including form of Warrant Certificate) | |
| | 4.6* | | | Form of Unit Agreement (including form of Unit Certificate) | |
| | 5.1 | | | | |
| | 5.2 | | | | |
| | 23.1 | | | | |
| | 23.2 | | | | |
| | 23.3 | | | | |
| | 23.4 | | | | |
| | 24.1 | | | | |
| | 25.1** | | | Statement of Eligibility of Trustee under Indenture. | |
| | 107 | | | |
| |
Signature
|
| |
Title
|
| |
Date
|
|
| |
/s/ Hamid Akhavan
Hamid Akhavan
|
| | President and Chief Executive Officer and Director (Principal Executive Officer) | | |
January 3, 2024
|
|
| |
/s/ Paul W. Orban
Paul W. Orban
|
| | Executive Vice President and Chief Financial Officer, DISH (Principal Financial Officer and Principal Accounting Officer) | | |
January 3, 2024
|
|
| |
/s/ Charles W. Ergen
Charles W. Ergen
|
| | Chairman | | |
January 3, 2024
|
|
| |
/s/ Cantey M. Ergen
Cantey M. Ergen
|
| | Director | | |
January 3, 2024
|
|
| |
/s/ Kathleen Q. Abernathy
Kathleen Q. Abernathy
|
| | Director | | |
January 3, 2024
|
|
| |
/s/ George R. Brokaw
George R. Brokaw
|
| | Director | | |
January 3, 2024
|
|
| |
/s/ Stephen J. Bye
Stephen J. Bye
|
| | Director | | |
January 3, 2024
|
|
| |
Signature
|
| |
Title
|
| |
Date
|
|
| |
/s/ James DeFranco
James DeFranco
|
| | Director | | |
January 3, 2024
|
|
| |
/s/ R. Stanton Dodge
R. Stanton Dodge
|
| | Director | | |
January 3, 2024
|
|
| |
/s/ Lisa W. Hershman
Lisa W. Hershman
|
| | Director | | |
January 3, 2024
|
|
| |
/s/ Tom A. Ortolf
Tom A. Ortolf
|
| | Director | | |
January 3, 2024
|
|
| |
/s/ William D. Wade
William D. Wade
|
| | Director | | |
January 3, 2024
|
|