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REDWOOD TRUST INC Director's Dealing 2018

Oct 1, 2018

32460_dirs_2018-10-01_f03c1695-4be8-4a14-b529-1c5f7d0407ae.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: REDWOOD TRUST INC (RWT)
CIK: 0000930236
Period of Report: 2018-09-28

Reporting Person: PROCTOR GEORGANNE (Director)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-09-28 Deferred Stock Units $16.12 A 1212.98 Acquired Common Stock (1212.98) Direct

Footnotes

F1: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan.

F2: 100% vested at grant.

F3: No expiration date is applicable to deferred stock units.