AI assistant
RCM TECHNOLOGIES, INC. — Director's Dealing 2020
Jun 2, 2020
33716_dirs_2020-06-02_06344689-b62c-4762-b055-2f04de3e29ac.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RCM TECHNOLOGIES INC (RCMT)
CIK: 0000700841
Period of Report: 2020-06-02
Reporting Person: Vizi Bradley (Director, Executive Chairman & President, See Explanation of Responses)
Reporting Person: Michael F. O'Connell & Margo L. O'Connell Revocable Trust (See Explanation of Responses)
Reporting Person: O'CONNELL MICHAEL (See Explanation of Responses)
Reporting Person: HARVEST FINANCIAL CORPORATION (See Explanation of Responses)
Reporting Person: IRS Partners No. 19, L.P. (See Explanation of Responses)
Reporting Person: M2O, Inc. (See Explanation of Responses)
Reporting Person: Leonetti/O'Connell Family Foundation (See Explanation of Responses)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-06-02 | Common Stock | S | 2692065 | $1.2000 | Disposed | 0 | Indirect |
| 2020-06-02 | Common Stock | S | 266074 | $1.2000 | Disposed | 0 | Indirect |
| 2020-06-02 | Common Stock | P | 850000 | $1.2000 | Acquired | 1162526 | Direct |
Footnotes
F1: This Form 4 is being filed jointly by IRS Partners No. 19, L.P. ("IRS 19"), M2O, Inc., The Michael F. O'Connell and Margo L. O'Connell Revocable Trust, The Leonetti/O'Connell Family Foundation, a Delaware non-profit corporation (the "Foundation"), Michael O'Connell, Harvest Financial Corporation and Bradley Vizi (each a "Reporting Person" and collectively, the "Reporting Persons"). Effective June 2, 2020, the Reporting Persons ceased to be members of a Section 13(d) group. Mr. Vizi will continue to file Form 4s independently.
F2: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.
F3: Securities of the Issuer previously owned by IRS 19.
F4: Securities of the Issuer previously owned by the Foundation.
F5: Includes 150,000 shares of Common Stock underlying certain restricted stock units, which will vest annually in three equal installments beginning on January 15, 2021.