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RBB Bancorp — Director's Dealing 2026
Jan 21, 2026
33248_dirs_2026-01-21_84d22fe8-3abc-47ee-adbb-4980237c01c5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RBB Bancorp (RBB)
CIK: 0001499422
Period of Report: 2026-01-16
Reporting Person: Chang Ashley (EVP)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2026-01-16 | Common Stock, No Par Value | M | 575 | $21.56 | Acquired | 2617 | Direct |
| 2026-01-16 | Common Stock, No Par Value | F | 237 | $21.56 | Disposed | 2380 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2026-01-16 | Restricted Stock Units | $0 | M | 575 | Disposed | Common Stock (575) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option (right to buy) | $20.5500 | 2030-01-22 | Common Stock (6000) | 6000 | Direct |
| Option (right to buy) | $17.7400 | 2031-01-21 | Common Stock (30000) | 30000 | Direct |
| Restricted Stock Units | $0.0000 | Common Stock (1334) | 1334 | Direct | |
| Restricted Stock Units | $0.0000 | Common Stock (3971) | 3971 | Direct |
Footnotes
F1: These options vest in three equal annual installments beginning one year after the 01/22/2020 date of grant.
F2: These options vest in three equal annual installments beginning one year after the 01/21/2021 date of grant.
F3: There will be no expiration date once restricted stock units vest.
F4: These restricted stock units vest in three equal annual installments beginning one year after the 01/18/2023 date of grant.
F5: These restricted stock units vest in three equal annual installments beginning one year after the 02/21/2024 date of grant.
F6: These restricted stock units vest in four equal annual installments beginning one year after the 05/08/2025 date of grant.
F7: On May 12, 2025 due to an administrative error, the Reporting Person filed a Form 4 which inadvertently omitted information from the transactional columns in Table II and overstated the amount of RSUs granted to the Reporting Person on May 8, 2025. The Form 4 has also been amended to clarify that grants of RSUs will be settled in common stock.