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RBB Bancorp — Director's Dealing 2025
Jan 22, 2025
33248_dirs_2025-01-22_1bd12ba7-fc35-45a2-bf91-b2125f88cd6a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RBB Bancorp (RBB)
CIK: 0001499422
Period of Report: 2025-01-21
Reporting Person: Morris David Richard (Director, CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2025-01-21 | Common Stock, No Par Value | M | 2603 | $20.09 | Acquired | 40325 | Direct |
| 2025-01-21 | Common Stock, No Par Value | F | 1070 | $20.09 | Disposed | 39255 | Direct |
| 2025-01-21 | Common Stock, No Par Value | M | 767 | $20.09 | Acquired | 40022 | Direct |
| 2025-01-21 | Common Stock, No Par Value | F | 316 | $20.09 | Disposed | 39706 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2025-01-21 | Restricted Stock Units | $0 | M | 767 | Disposed | Restricted Stock Units (767) | Direct | |
| 2025-01-21 | Restricted Stock Units | $0 | M | 2602 | Disposed | Restricted Stock Units (5204) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $0.0000 | Restricted Stock Units (6675) | 6675 | Direct | |
| Restricted Stock Units | $0.0000 | Restricted Stock Units (9493) | 9493 | Direct | |
| Performance Stock Units | $0.0000 | Performance Stock Units (14240) | 14240 | Direct |
Footnotes
F1: These restricted stock units vest in three equal annual installments beginning one year after the 01/19/2022 date of grant.
F2: There will be no expiration date once restricted stock units vest.
F3: These restricted stock units vest in three equal installments beginning one year after 01/18/2023 date of grant.
F4: These restricted stock units vest in three equal installments beginning one year after 02/21/2024 date of grant.
F5: These restricted stock units vest in three equal installments beginning one year after 03/20/2024 date of grant.
F6: These performance stock units ("PSUs") will vest conditionally on the achievement of certain performance goals and an employment condition. The reported PSUs will vest at the expiration of a three-year period beginning on 03/20/2024 subject to the Reporting Person's satisfaction of the employment condition.