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RBB Bancorp — Director's Dealing 2025
Jan 22, 2025
33248_dirs_2025-01-22_8a33bd0f-bf28-4321-91b5-77d179a650bd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RBB Bancorp (RBB)
CIK: 0001499422
Period of Report: 2025-01-21
Reporting Person: Chang Ashley (EVP)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2025-01-21 | Common Stock, No Par Value | M | 575 | $20.09 | Acquired | 1652 | Direct |
| 2025-01-21 | Common Stock, No Par Value | F | 237 | $20.09 | Disposed | 1415 | Direct |
| 2025-01-21 | Common Stock, No Par Value | M | 398 | $20.09 | Acquired | 1813 | Direct |
| 2025-01-21 | Common Stock, No Par Value | F | 164 | $20.09 | Disposed | 1649 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2025-01-21 | Restricted Stock Units | $0 | M | 398 | Disposed | Restricted Stock Units (398) | Direct | |
| 2025-01-21 | Restricted Stock Units | $0 | M | 575 | Disposed | Restricted Stock Units (1150) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option (right to buy) | $20.5500 | 2030-01-22 | Common Stock (6000) | 6000 | Direct |
| Option (right to buy) | $17.7400 | 2031-01-21 | Common Stock (30000) | 30000 | Direct |
| Restricted Stock Units | $0.0000 | Restricted Stock Units (2002) | 2002 | Direct |
Footnotes
F1: These options vest in three equal annual installments beginning one year after the 01/22/2020 date of grant.
F2: These options vest in three equal annual installments beginning one year after the 01/21/2021 date of grant.
F3: These restricted stock units vest in three equal annual installments beginning one year after the 01/19/2022 date of grant.
F4: There will be no expiration date once restricted stock units vest.
F5: These restricted stock units vest in three equal annual installments beginning one year after the 01/18/2023 date of grant.
F6: These restricted stock units vest in three equal annual installments beginning one year after the 02/21/2024 date of grant.