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RBB Bancorp — Director's Dealing 2025
Mar 24, 2025
33248_dirs_2025-03-24_c895e6a6-fa90-4834-a29d-65c90f5e6bdd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RBB Bancorp (RBB)
CIK: 0001499422
Period of Report: 2025-03-20
Reporting Person: LEE JOHNNY C (Director, President/CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2025-03-21 | Common Stock, No Par Value | A | 2741 | $17.07 | Acquired | 6924 | Direct |
| 2025-03-21 | Common Stock, No Par Value | F | 981 | $17.07 | Disposed | 5943 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2025-03-21 | Restricted Stock Units | $0 | M | 2741 | Disposed | Restricted Stock Units (8221) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $0.0000 | Restricted Stock Units (2196) | 2196 | Direct | |
| Restricted Stock Units | $0.0000 | Restricted Stock Units (11000) | 11000 | Direct | |
| Performance Stock Units | $0.0000 | Performance Stock Units (12332) | 12332 | Direct |
Footnotes
F1: These restricted stock units vest in three equal annual installments beginning one year after the 07/20/2023 date of grant.
F2: There will be no expiration date once restricted stock units vest.
F3: These restricted stock units vest in three equal annual installments beginning one year after the 02/21/2024 date of grant.
F4: These restricted stock units vest in three equal annual installments beginning one year after the 03/20/2024 date of grant.
F5: These performance stock units ("PSUs") will vest conditionally on the achievement of certain performance goals and an employment condition. The reported PSUs will vest at the expiration of a three-year period beginning on 03/20/2024 subject to the Reporting Person's satisfaction of the employment condition.