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RBB Bancorp — Director's Dealing 2025
Apr 22, 2025
33248_dirs_2025-04-22_76a2741e-2f00-4843-b8d7-51ff2a2b6655.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RBB Bancorp (RBB)
CIK: 0001499422
Period of Report: 2025-04-22
Reporting Person: HOPKINS LYNN M (EVP/CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2025-04-22 | Common Stock, No Par Value | M | 1917 | $15.62 | Acquired | 3023 | Direct |
| 2025-04-22 | Common Stock, No Par Value | F | 686 | $15.62 | Disposed | 2337 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2025-04-22 | Restricted Stock Units | $0 | M | 1917 | Disposed | Restricted Stock Units (9583) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $0.0000 | Restricted Stock Units (3756) | 3756 | Direct | |
| Performance Stock Units | $0.0000 | Restricted Stock Units (8451) | 8451 | Direct |
Footnotes
F1: There will be no expiration date once restricted stock units vest.
F2: These restricted stock units vest in three equal annual installments beginning one year after the 03/20/2024 date of grant.
F3: These performance stock units ("PSUs") will vest conditionally on the achievement of certain performance goals and an employment condition. The reported PSUs will vest at the expiration of a three-year period beginning on 03/20/2024 subject to the Reporting Person's satisfaction of the employment condition.
F4: These restricted stock units vest in five equal annual installments beginning one year after the 04/22/2024 date of grant.