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RBB Bancorp — Director's Dealing 2024
Jan 22, 2024
33248_dirs_2024-01-22_104f825a-bf92-4528-a89c-996789eeb079.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RBB Bancorp (RBB)
CIK: 0001499422
Period of Report: 2024-01-18
Reporting Person: Huang Tsu Te (EVP)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-01-18 | Common Stock, No Par Value | M | 660 | — | Acquired | 218810 | Direct |
| 2024-01-18 | Common Stock, No Par Value | F | 245 | $17.63 | Disposed | 218565 | Direct |
| 2024-01-19 | Common Stock, No Par Value | M | 399 | — | Acquired | 218964 | Direct |
| 2024-01-19 | Common Stock, No Par Value | F | 132 | $17.50 | Disposed | 218832 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-01-18 | Restricted Stock Units | $0 | M | 660 | Disposed | Restricted Stock Units (1979) | Direct | |
| 2024-01-19 | Restricted Stock Units | $0 | M | 399 | Disposed | Restricted Stock Units (797) | Direct |
Footnotes
F1: These restricted stock units vest in three equal annual installments beginning one year after the 01/19/2022 date of grant.
F2: There will be no expiration date once restricted stock units vest.
F3: These restricted stock units vest in three equal annual installments beginning one year after the 01/18/2023 date of grant.
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