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RBB Bancorp — Director's Dealing 2024
May 17, 2024
33248_dirs_2024-05-17_65e66352-8f50-4311-be44-346768d48ea2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RBB Bancorp (RBB)
CIK: 0001499422
Period of Report: 2024-05-16
Reporting Person: LIN CHUANG I (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-05-16 | Common Stock, No Par Value | M | 900 | — | Acquired | 27876 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-05-16 | Restricted Stock Units | $0 | M | 900 | Disposed | Restricted Stock Units (1600) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option (right to buy) | $13.2098 | 2024-05-21 | Common Stock (10250) | 10250 | Direct |
| Option (right to buy) | $17.0800 | 2025-05-20 | Common Stock (10000) | 10000 | Direct |
| Option (right to buy) | $18.2500 | 2026-05-17 | Common Stock (10000) | 10000 | Direct |
Footnotes
F1: These options vest in three equal annual installments beginning one year after the 05/21/2014 date of grant.
F2: These options vest in three equal annual installments beginning one year after the 05/20/2015 date of grant.
F3: These options vest in three equal annual installments beginning one year after the 05/17/2016 date of grant.
F4: There will be no expiration date once restricted stock units vest.
F5: These restricted stock units vest in two installments: 900 immediately vested on the date of grant and 700 vest in one year from the date of grant.