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RBB Bancorp — Director's Dealing 2024
Dec 9, 2024
33248_dirs_2024-12-09_f3172799-1c48-4eab-bf6e-3d719dd10a76.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RBB Bancorp (RBB)
CIK: 0001499422
Period of Report: 2024-12-06
Reporting Person: Fan Gary (EVP/Chief Operations Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-12-06 | Stock Options | M | 12000 | $21.17 | Acquired | 12000 | Direct |
| 2024-12-06 | Stock Options | S | 12000 | $23.4497 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-12-06 | Options | $21.17 | M | 12000 | Disposed | 2032-12-20 | Stock Options (30000) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $0.0000 | Restricted Stock Units (3033) | 3033 | Direct | |
| Restricted Stock Units | $0.0000 | Restricted Stock Units (3944) | 3944 | Direct | |
| Performance Stock Units | $0.0000 | Performance Stock Units (5916) | 5916 | Direct |
Footnotes
F1: These options vest in five equal annual installments beginning one year after the 12/05/2022 date of grant.
F2: These restricted stock units vest in three equal installments beginning one year after 02/21/2024 date of grant.
F3: There will be no expiration date once restricted stock units vest.
F4: These restricted stock units vest in three equal installments beginning one year after 03/20/2024 date of grant.
F5: These performance stock units ("PSUs") will vest conditionally on the achievement of certain performance goals and an employment condition. The reported PSUs will vest at the expiration of a three-year period beginning on 03/20/2024 subject to the Reporting Person's satisfaction of the employment condition.