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RBB Bancorp Director's Dealing 2024

Dec 9, 2024

33248_dirs_2024-12-09_f3172799-1c48-4eab-bf6e-3d719dd10a76.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: RBB Bancorp (RBB)
CIK: 0001499422
Period of Report: 2024-12-06

Reporting Person: Fan Gary (EVP/Chief Operations Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2024-12-06 Stock Options M 12000 $21.17 Acquired 12000 Direct
2024-12-06 Stock Options S 12000 $23.4497 Disposed 0 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2024-12-06 Options $21.17 M 12000 Disposed 2032-12-20 Stock Options (30000) Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Restricted Stock Units $0.0000 Restricted Stock Units (3033) 3033 Direct
Restricted Stock Units $0.0000 Restricted Stock Units (3944) 3944 Direct
Performance Stock Units $0.0000 Performance Stock Units (5916) 5916 Direct

Footnotes

F1: These options vest in five equal annual installments beginning one year after the 12/05/2022 date of grant.

F2: These restricted stock units vest in three equal installments beginning one year after 02/21/2024 date of grant.

F3: There will be no expiration date once restricted stock units vest.

F4: These restricted stock units vest in three equal installments beginning one year after 03/20/2024 date of grant.

F5: These performance stock units ("PSUs") will vest conditionally on the achievement of certain performance goals and an employment condition. The reported PSUs will vest at the expiration of a three-year period beginning on 03/20/2024 subject to the Reporting Person's satisfaction of the employment condition.