RBB Bancorp — Director's Dealing 2023

Jan 20, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: RBB Bancorp (RBB)
CIK: 0001499422
Period of Report: 2023-01-18

Reporting Person: Morris David Richard (Director, President/CEO/ CFO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-01-19	Common Stock, No Par Value	M	767	—	Acquired	36068	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2023-01-19	Restricted Stock Units	$0	M	767	Disposed		Restricted Stock Units (2301)	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Option (right to buy)	$11.1498	2024-01-01	Common Stock (12288)	12288	Direct
Option (right to buy)	$20.5500	2030-01-22	Common Stock (9000)	9000	Direct
Restricted Stock Units	$0.0000		Restricted Stock Units (7807)	7807	Direct

Footnotes

F1: These options vest in three equal annual installments beginning one year after the 01/01/2013 date of grant.

F2: These options vest in three equal annual installments beginning one year after the 01/22/2020 date of grant.

F3: These restricted stock units vest in three equal annual installments beginning one year after the 01/19/2022 date of grant.

F4: There will be no expiration date once restricted stock units vest.

F5: These granted options have been extended for another year from 01/01/2023 to 01/01/2024

F6: These restricted stock units vest in three equal installments beginning one year after 01/18/2023 date of grant.