RBB Bancorp — Director's Dealing 2023

Sep 8, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: RBB Bancorp (RBB)
CIK: 0001499422
Period of Report: 2023-06-09

Reporting Person: Chen Wendell (Former Director)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock, No Par Value	92271	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Option (right to buy)	$13.2098	2024-05-21	Common Stock (10250)	10250	Direct
Option (right to buy)	$17.0800	2025-05-20	Common Stock (10000)	10000	Direct
Option (right to buy)	$18.2500	2026-05-17	Common Stock (10000)	10000	Direct

Footnotes

F1: These options vest in three equal annual installments beginning one year after the 05/21/2014 date of grant.

F2: These options vest in three equal annual installments beginning one year after the 05/20/2015 date of grant.

F3: These options vest in three equal annual installments beginning one year after the 05/17/2016 date of grant.