RBB Bancorp — Director's Dealing 2023

Nov 9, 2023

SEC Form 4/A — Form 4/A

Issuer: RBB Bancorp (RBB)
CIK: 0001499422
Period of Report: 2023-01-18

Reporting Person: Kao James (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-01-18	Common Stock, No Par Value	M	800	—	Acquired	445276	Direct
2023-01-19	Common Stock, No Par Value	M	500	—	Acquired	445776	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2022-01-19	Restricted Stock Units	$0	M	500	Disposed		Restricted Stock Units (500)	Direct
2023-01-18	Restricted Stock Units	$0	M	800	Disposed		Restricted Stock Units (1400)	Direct

Footnotes

F1: These restricted stock units vest in two installments: 500 at 07/21/2022 and 500 at 01/19/2023.

F2: There will be no expiration date once restricted stock units vest.

F3: These restricted stock units vest in two installments: 800 on 01/18/2023 and 600 at 01/18/2024.