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RB GLOBAL INC. — Director's Dealing 2021
Mar 3, 2021
30295_dirs_2021-03-02_65134ded-69ea-4fe9-8d28-ea889dc8f925.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RITCHIE BROS AUCTIONEERS INC (RBA)
CIK: 0001046102
Period of Report: 2021-02-28
Reporting Person: ACKLEY MATTHEW (Chief Marketing Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-28 | Common Shares | M | 7954 | — | Acquired | 22026 | Direct |
| 2021-02-28 | Common Shares | M | 419 | — | Acquired | 22445 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-02-28 | Performance Share Units (2018 PSUs) | $ | M | 7954 | Disposed | Common Shares (7954) | Direct | |
| 2021-02-28 | Dividend Equivalent Rights (2018 PSUs) | $ | M | 419 | Disposed | Common Shares (419) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 1518 | Indirect |
Footnotes
F1: Represents pre-tax amount of award. Share issuance will be made net of tax withholding ("TW").
F2: Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on February 28, 2021(corrected as the previous filing stated vest date as March 1, 2021), the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable
F3: Includes all Employee Stock Purchase Plan purchases through February 28, 2021.