RB GLOBAL INC. — Director's Dealing 2021

Mar 3, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: RITCHIE BROS AUCTIONEERS INC (RBA)
CIK: 0001046102
Period of Report: 2021-02-28

Reporting Person: Driscoll Sharon Ruth (Chief Financial Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-02-28	Common Shares	M	3911	—	Acquired	9968	Direct
2021-02-28	Common Shares	M	206	—	Acquired	10174	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-02-28	Restricted Share Units (2018 RSUs)	$	M	3911	Disposed		Common Shares (3911)	Direct
2021-02-28	Dividend Equivalent Rights (2018 RSUs)	$	M	206	Disposed		Common Shares (206)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Shares	4360	Indirect
Common Shares	1375	Indirect

Footnotes

F1: Represents pre-tax amount of award. Share issuance will be made net of tax withholding ("TW").

F2: Each RSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The RSUs and DERs vested on February 28, 2021, the RSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable within the week following March 5, 2021 from when the RSUs and DERs vested.

F3: Includes all Employee Stock Purchase Plan purchases through February 28, 2021.