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RB GLOBAL INC. Director's Dealing 2021

Mar 3, 2021

30295_dirs_2021-03-02_9b2cdc42-9060-42d2-a823-af252e012e07.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: RITCHIE BROS AUCTIONEERS INC (RBA)
CIK: 0001046102
Period of Report: 2021-02-28

Reporting Person: Holm Kieran Colquhoun (President, Canada)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-02-28 Common Shares M 6754 Acquired 21165 Direct
2021-02-28 Common Shares M 355 Acquired 21520 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-02-28 Performance Share Units (2018 PSUs) $ M 6754 Disposed Common Shares (6754) Direct
2021-02-28 Dividend Equivalent Rights (2018 PSUs) $ M 355 Disposed Common Shares (355) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Shares 1995 Indirect
Common Shares 1724 Indirect

Footnotes

F1: Represents pre-tax amount of award. Share issuance will be made net of tax withholding ("TW").

F2: Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on February 28, 2021(corrected as the previous filing stated vest date as March 1, 2021), the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable

F3: Includes all Employee Stock Purchase Plan purchases through February 28, 2021.