RB GLOBAL INC. — Director's Dealing 2021

Mar 3, 2021

SEC Form 4/A — Form 4/A

Issuer: RITCHIE BROS AUCTIONEERS INC (RBA)
CIK: 0001046102
Period of Report: 2021-02-28

Reporting Person: Werner Karl William (President, International)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-02-28	Common Shares	M	12429	—	Acquired	16008	Direct
2021-02-28	Common Shares	M	654	—	Acquired	16662	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-02-28	Performance Share Units (2018 PSUs)	$	M	12429	Disposed		Common Shares (12429)	Direct
2021-02-28	Dividend Equivalent Rights (2018 PSUs)	$	M	654	Disposed		Common Shares (654)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Shares	27896	Indirect
Common Shares	2221	Indirect

Footnotes

F1: Represents pre-tax amount of award. Share issuance will be made net of tax withholding ("TW").

F2: Due to a clerical error, amount of securities issued corrected from 3,400 to 12,429.

F3: Due to clerical error, this was previously reported as RSU and DER. Now corrected to - Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on February 28, 2021(corrected as the previous filing stated vest date as March 1, 2021), the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable

F4: Due to a clerical error, amount of securities issued corrected from 179 to 654.

F5: Includes all Employee Stock Purchase Plan purchases through February 28, 2021.

F6: Due to a clerical error, title of derivative security corrected from 2018 RSU to 2018 PSU.

F7: Due to a clerical error, title of derivative security corrected from Dividend Equivalent Rights 2018 RSU to Dividend Equivalent Rights 2018 PSU.