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RB GLOBAL INC. — Director's Dealing 2021
Mar 5, 2021
30295_dirs_2021-03-04_dc79efd7-20d7-401e-8e84-07fdd6bd0048.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RITCHIE BROS AUCTIONEERS INC (RBA)
CIK: 0001046102
Period of Report: 2021-03-04
Reporting Person: Holm Kieran Colquhoun (President, Canada)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-04 | Common Shares | M | 6778 | $33.79 | Acquired | 6778 | Direct |
| 2021-03-04 | Common Shares | S | 6778 | $52.15 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-03-04 | Employee Stock Option (Right to Buy) | $33.79 | M | 6778 | Disposed | 2029-03-07 | Common Shares (6778) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 1724 | Indirect |
| Common Shares | 1995 | Indirect |
| Common Shares | 21520 | Direct |
Footnotes
F1: Includes all Employee Stock Purchase Plan purchases through March 4, 2021.
F2: The option was granted on March 9, 2019 and vests equally in three equal annual installments beginning March 8, 2020.
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