RB GLOBAL INC. — Director's Dealing 2021

Mar 11, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: RITCHIE BROS AUCTIONEERS INC (RBA)
CIK: 0001046102
Period of Report: 2021-03-10

Reporting Person: JETER JAMES J (President, Sales U.S.)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-03-10	Common Shares	M	3784	$14.04	Acquired	3784	Direct
2021-03-10	Common Shares	M	4000	$32.16	Acquired	4000	Direct
2021-03-10	Common Shares	S	7784	$54.8867	Disposed	0	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-03-10	Employee Stock Option (Right to Buy)	$32.16	M	4000	Disposed	2028-03-01	Common Shares (4000)	Direct
2021-03-10	Employee Stock Option (Right to Buy)	$14.04	M	3784	Disposed	2026-02-03	Common Shares (3784)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Shares	1977	Indirect
Common Shares	29485	Direct

Footnotes

F1: Includes all Employee Stock Purchase Plan purchases through March 10, 2021.

F2: The option was granted on March 1, 2018 and vests equally in three equal annual installments beginning February 28, 2019.

F3: The option was granted on May 31, 2017 and vests equally in three equal annual installments beginning February 28, 2018.