RB GLOBAL INC. — Director's Dealing 2021

Mar 16, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: RITCHIE BROS AUCTIONEERS INC (RBA)
CIK: 0001046102
Period of Report: 2021-03-15

Reporting Person: Werner Karl William (President, International)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-03-15	Common Shares	M	8375	$32.16	Acquired	8375	Direct
2021-03-15	Common Shares	M	9111	$33.79	Acquired	9111	Direct
2021-03-15	Common Shares	M	8334	$40.64	Acquired	8334	Direct
2021-03-15	Common Shares	S	25820	$58.25	Disposed	0	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-03-15	Employee Stock Option (Right to Buy)	$32.16	M	8375	Disposed	2028-03-01	Common Shares (8375)	Direct
2021-03-15	Employee Stock Option (Right to Buy)	$33.79	M	9111	Disposed	2029-03-07	Common Shares (9111)	Direct
2021-03-15	Employee Stock Option (Right to Buy)	$40.64	M	8334	Disposed	2030-03-05	Common Shares (8334)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Shares	27896	Indirect
Common Shares	2277	Indirect
Common Shares	12612	Direct

Footnotes

F1: Includes all Employee Stock Purchase Plan purchases through March 15, 2021.

F2: The option was granted on March 1, 2018 and vests equally in three equal annual installments beginning February 28, 2019.

F3: The option was granted on March 7, 2019 and vests equally in three equal annual installments beginning March 6, 2020.

F4: The option was granted on March 5, 2020 and vests equally in three equal annual installments beginning March 4, 2021.