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RB GLOBAL INC. — Director's Dealing 2021
May 13, 2021
30295_dirs_2021-05-13_cd7bf222-1489-42a6-8a57-82e23b8fb192.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: RITCHIE BROS AUCTIONEERS INC (RBA)
CIK: 0001046102
Period of Report: 2021-05-06
Reporting Person: Geisner Kevin Alan (Chief Strategy Officer)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 24 | Direct |
| Common Shares | 142 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $57.47 | 2030-08-11 | Common Shares (20604) | Direct | |
| Employee Stock Option (Right to Buy) | $54.83 | 2031-02-25 | Common Shares (21307) | Direct |
Footnotes
F1: Includes all Employee Stock Purchase Plan purchases through May 13, 2021.
F2: The option was granted on August 11, 2020 and vests equally in three equal annual installments beginning March 4, 2021.
F3: Date of expiration is reflected above; provided, however, that if such date occurs during a black out period (as defined in the RBA Amended and Restated Stock Option Plan) applicable to the reporting person or within five business days (as defined in such Plan) after the last day of a black out period applicable to the person, the expiry date for the option will be the last day of such five business day period.
F4: The option was granted on February 25, 2021 and vests equally in three equal annual installments beginning February 24, 2022.