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RB GLOBAL INC. Director's Dealing 2021

May 17, 2021

30295_dirs_2021-05-17_850768ee-a657-4f49-9a1a-67d3df1ab827.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: RITCHIE BROS AUCTIONEERS INC (RBA)
CIK: 0001046102
Period of Report: 2021-05-13

Reporting Person: JETER JAMES J (President, Sales U.S.)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-05-13 Common Shares M 11917 $32.16 Acquired 11917 Direct
2021-05-13 Common Shares M 8538 $40.64 Acquired 8538 Direct
2021-05-13 Common Shares S 20455 $61.4153 Disposed 0 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-05-13 Employee Stock Option (Right to Buy) $32.16 M 11917 Disposed 2028-03-01 Common Shares (11917) Direct
2021-05-13 Employee Stock Option (Right to Buy) $40.64 M 8538 Disposed 2030-03-05 Common Shares (8538) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Shares 1456 Indirect
Common Shares 25373 Direct

Footnotes

F1: Includes all Employee Stock Purchase Plan purchases through May 13, 2021.

F2: The option was granted on March 1, 2018 and vests equally in three equal annual installments beginning February 28, 2019.

F3: The option was granted on March 5, 2020 and vests equally in three equal annual installments beginning March 4, 2021.