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RB GLOBAL INC. — Director's Dealing 2021
May 17, 2021
30295_dirs_2021-05-17_850768ee-a657-4f49-9a1a-67d3df1ab827.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RITCHIE BROS AUCTIONEERS INC (RBA)
CIK: 0001046102
Period of Report: 2021-05-13
Reporting Person: JETER JAMES J (President, Sales U.S.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-13 | Common Shares | M | 11917 | $32.16 | Acquired | 11917 | Direct |
| 2021-05-13 | Common Shares | M | 8538 | $40.64 | Acquired | 8538 | Direct |
| 2021-05-13 | Common Shares | S | 20455 | $61.4153 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-05-13 | Employee Stock Option (Right to Buy) | $32.16 | M | 11917 | Disposed | 2028-03-01 | Common Shares (11917) | Direct |
| 2021-05-13 | Employee Stock Option (Right to Buy) | $40.64 | M | 8538 | Disposed | 2030-03-05 | Common Shares (8538) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 1456 | Indirect |
| Common Shares | 25373 | Direct |
Footnotes
F1: Includes all Employee Stock Purchase Plan purchases through May 13, 2021.
F2: The option was granted on March 1, 2018 and vests equally in three equal annual installments beginning February 28, 2019.
F3: The option was granted on March 5, 2020 and vests equally in three equal annual installments beginning March 4, 2021.
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