RB GLOBAL INC. — Director's Dealing 2020

May 14, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: RITCHIE BROS AUCTIONEERS INC (RBA)
CIK: 0001046102
Period of Report: 2020-05-12

Reporting Person: JETER JAMES J (President, Sales U.S.)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-05-12	Common Shares	M	12000	$27.10	Acquired	12000	Direct
2020-05-12	Common Shares	S	12000	$42.85	Disposed	0	Direct
2020-05-12	Common Shares	M	10000	$32.16	Acquired	10000	Direct
2020-05-12	Common Shares	S	10000	$42.85	Disposed	0	Direct
2020-05-12	Common Shares	M	9334	$33.79	Acquired	9334	Direct
2020-05-12	Common Shares	S	9334	$42.85	Disposed	0	Direct
2020-05-12	Common Shares	M	1581	$8.22	Acquired	1581	Direct
2020-05-12	Common Shares	S	1581	$42.85	Disposed	0	Direct
2020-05-12	Common Shares	M	9987	$14.04	Acquired	9987	Direct
2020-05-12	Common Shares	S	9987	$42.85	Disposed	0	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-05-12	Employee Stock Option (Right to Buy)	$27.10	M	12000	Disposed	2027-08-11	Common Shares (12000)	Direct
2020-05-12	Employee Stock Option (Right to Buy)	$32.16	M	10000	Disposed	2028-03-01	Common Shares (10000)	Direct
2020-05-12	Employee Stock Option (Right to Buy)	$33.79	M	9334	Disposed	2029-03-07	Common Shares (9334)	Direct
2020-05-12	Employee Stock Option (Right to Buy)	$8.22	M	1581	Disposed	2025-03-11	Common Shares (1581)	Direct
2020-05-12	Employee Stock Option (Right to Buy)	$14.04	M	9987	Disposed	2026-02-03	Common Shares (9987)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Shares	1621	Indirect
Common Shares	7289	Direct

Footnotes

F1: Includes all Employee Stock Purchase Plan purchases through May 12, 2020.

F2: The option was granted on August 11, 2017 and vests in three equal annual installments beginning August 11, 2018.

F3: The option was granted on March 1, 2018 and vests in three equal annual installments beginning March 1, 2019.

F4: The option was granted on March 7, 2019 and vests in three equal annual installments beginning March 7, 2020.

F5: The option was granted May 31, 2017 and vests in three equal annual installments beginning May 31, 2018.