RB GLOBAL INC. — Director's Dealing 2020

Jun 1, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: RITCHIE BROS AUCTIONEERS INC (RBA)
CIK: 0001046102
Period of Report: 2020-05-29

Reporting Person: Werner Karl William (Ch. Op. & Supp. Dev. Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-05-29	Common Shares	M	6556	$24.07	Acquired	6556	Direct
2020-05-29	Common Shares	M	25263	$32.16	Acquired	25263	Direct
2020-05-29	Common Shares	S	31819	$43.00	Disposed	0	Direct
2020-05-29	Common Shares	M	16752	$32.16	Acquired	16752	Direct
2020-05-29	Common Shares	M	9112	$33.79	Acquired	9112	Direct
2020-05-29	Common Shares	S	25864	$43.15	Disposed	0	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-05-29	Employee Stock Option (Right to Buy)	$24.07	M	6556	Disposed	2026-03-02	Common Shares (6556)	Direct
2020-05-29	Employee Stock Option (Right to Buy)	$32.16	M	25263	Disposed	2027-03-02	Common Shares (25263)	Direct
2020-05-29	Employee Stock Option (Right to Buy)	$32.16	M	16752	Disposed	2028-03-01	Common Shares (16752)	Direct
2020-05-29	Employee Stock Option (Right to Buy)	$33.79	M	9112	Disposed	2029-03-07	Common Shares (9112)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Shares	27896	Indirect
Common Shares	1773	Indirect

Footnotes

F1: Includes all Employee Stock Purchase Plan purchases through June 1, 2020.

F2: The option was granted on March 2, 2016 and vests equally in three equal annual installments beginning March 2, 2017.

F3: The option was granted on March 2, 2017 and vests equally in three equal annual installments beginning March 2, 2018.

F4: The option was granted on March 1, 2018 and vests equally in three equal annual installments beginning March 1, 2019.

F5: The option was granted on March 7, 2019 and vests equally in three equal annual installments beginning March 7, 2020.