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RB GLOBAL INC. — Director's Dealing 2020
Jun 8, 2020
30295_dirs_2020-06-08_5434c37e-cfb4-4331-8f05-1023ad45edc6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RITCHIE BROS AUCTIONEERS INC (RBA)
CIK: 0001046102
Period of Report: 2020-06-05
Reporting Person: JETER JAMES J (President, Sales U.S.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-06-05 | Common Shares | M | 3527 | $27.10 | Acquired | 3527 | Direct |
| 2020-06-05 | Common Shares | M | 757 | $14.04 | Acquired | 757 | Direct |
| 2020-06-05 | Common Shares | S | 4284 | $43.50 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-06-05 | Employee Stock Option (Right to Buy) | $27.10 | M | 3527 | Disposed | 2027-08-11 | Common Shares (3527) | Direct |
| 2020-06-05 | Employee Stock Option (Right to Buy) | $14.04 | M | 757 | Disposed | 2026-02-03 | Common Shares (757) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 1621 | Indirect |
Footnotes
F1: Includes all Employee Stock Purchase Plan purchases through June 5, 2020.
F2: The option was granted on August 11, 2017 and vests in three equal annual installments beginning August 11, 2018.
F3: The option was granted on May 31, 2017 and vests equally in three equal annual installments beginning March 2, 2018.
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