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RB GLOBAL INC. Director's Dealing 2020

Aug 12, 2020

30295_dirs_2020-08-12_143df485-e115-486d-93c4-569c88959411.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: RITCHIE BROS AUCTIONEERS INC (RBA)
CIK: 0001046102
Period of Report: 2020-08-11

Reporting Person: Holm Kieran Colquhoun (President, Canada)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-08-11 Common Shares M 5172 $22.46 Acquired 5172 Direct
2020-08-11 Common Shares M 10049 $24.84 Acquired 10049 Direct
2020-08-11 Common Shares S 15221 $57.60 Disposed 0 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-08-11 Employee Stock Option (Right to Buy) $22.46 M 5172 Disposed 2024-03-11 Common Shares (5172) Direct
2020-08-11 Employee Stock Option (Right to Buy) $24.84 M 10049 Disposed 2025-03-10 Common Shares (10049) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Shares 12091 Direct
Common Shares 1739 Indirect
Common Shares 1724 Indirect

Footnotes

F1: Includes all Employee Stock Purchase Plan purchases through August 11, 2020.

F2: The option was granted on March 11, 2014 and vests equally in three equal annual installments beginning March 11, 2015.

F3: The option was granted on March 10, 2015 and vests equally in three equal annual installments beginning March 10, 2016.