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RB GLOBAL INC. — Director's Dealing 2020
Aug 12, 2020
30295_dirs_2020-08-12_143df485-e115-486d-93c4-569c88959411.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RITCHIE BROS AUCTIONEERS INC (RBA)
CIK: 0001046102
Period of Report: 2020-08-11
Reporting Person: Holm Kieran Colquhoun (President, Canada)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-08-11 | Common Shares | M | 5172 | $22.46 | Acquired | 5172 | Direct |
| 2020-08-11 | Common Shares | M | 10049 | $24.84 | Acquired | 10049 | Direct |
| 2020-08-11 | Common Shares | S | 15221 | $57.60 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-08-11 | Employee Stock Option (Right to Buy) | $22.46 | M | 5172 | Disposed | 2024-03-11 | Common Shares (5172) | Direct |
| 2020-08-11 | Employee Stock Option (Right to Buy) | $24.84 | M | 10049 | Disposed | 2025-03-10 | Common Shares (10049) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 12091 | Direct |
| Common Shares | 1739 | Indirect |
| Common Shares | 1724 | Indirect |
Footnotes
F1: Includes all Employee Stock Purchase Plan purchases through August 11, 2020.
F2: The option was granted on March 11, 2014 and vests equally in three equal annual installments beginning March 11, 2015.
F3: The option was granted on March 10, 2015 and vests equally in three equal annual installments beginning March 10, 2016.
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