RB GLOBAL INC. — Director's Dealing 2020

Aug 12, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: RITCHIE BROS AUCTIONEERS INC (RBA)
CIK: 0001046102
Period of Report: 2020-08-12

Reporting Person: JETER JAMES J (President, Sales U.S.)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-08-12	Common Shares	M	1514	$14.04	Acquired	1514	Direct
2020-08-12	Common Shares	M	2720	$27.10	Acquired	2720	Direct
2020-08-12	Common Shares	S	4234	$62.03	Disposed	0	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-08-12	Employee Stock Option (Right to Buy)	$27.10	M	2720	Disposed	2027-08-11	Common Shares (2720)	Direct
2020-08-12	Employee Stock Option (Right to Buy)	$14.04	M	1514	Disposed	2026-02-03	Common Shares (1514)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Shares	1729	Indirect

Footnotes

F1: Includes all Employee Stock Purchase Plan purchases through August 11, 2020.

F2: The option was granted on August 11, 2017 and vests equally in three equal annual installments beginning August 11, 2018.

F3: The option was granted on May 31, 2017 and vests equally in three equal annual installments beginning March 2, 2018.