RB GLOBAL INC. — Director's Dealing 2020

Nov 17, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: RITCHIE BROS AUCTIONEERS INC (RBA)
CIK: 0001046102
Period of Report: 2020-11-15

Reporting Person: ACKLEY MATTHEW (Chief Marketing Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-11-15	Common Shares	M	16709	—	Acquired	16709	Direct
2020-11-15	Common Shares	M	1025	—	Acquired	17734	Direct
2020-11-15	Common Shares	F	7819	$66.56	Disposed	9915	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-11-15	Restricted Share Units (2017 RSUs)	$	M	16709	Disposed		Common Shares (16709)	Direct
2020-11-15	Dividend Equivalent Rights (2017 RSUs)	$	M	1025	Disposed		Common Shares (1025)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Shares	1425	Indirect
Common Shares	4157	Direct

Footnotes

F1: Includes all Employee Stock Purchase Plan purchases through November 17, 2020.

F2: Represents pre-tax amount of award. Share issuance will be made net of tax withholding ("TW").

F3: Each RSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The RSUs and DERs vested on November 15, 2020, the RSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax.

F4: Tax Withholding on the 2017 RSUs and DERs that vested on November 15, 2020.