Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

RB GLOBAL INC. Director's Dealing 2019

Mar 5, 2019

30295_dirs_2019-03-05_bcc48ead-b85b-40de-bd46-2020b0cad4ca.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: RITCHIE BROS AUCTIONEERS INC (RBA)
CIK: 0001046102
Period of Report: 2019-03-01

Reporting Person: Holm Kieran Colquhoun (SVP, Ops Excl & Efficiencies)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-03-01 Common Shares M 2635 Acquired 8573 Direct
2019-03-01 Common Shares M 175 Acquired 8748 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-03-01 Performance Share Units (2016 PSUs) $ M 1423 Disposed Common Shares (1423) Direct
2019-03-01 Dividend Equivalent Rights (2016 PSUs) $ M 83 Disposed Common Shares (83) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Shares 3806 Indirect
Common Shares 1724 Indirect

Footnotes

F1: Represents pre-tax amount of award. Share issuance will be made net of tax withholding ("TW"). TW will be reported on separately within 2 business days of the TW determination date.

F2: Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 1, 2019, the same date on which the Compensation Committee determined that certain of such PSUs and DERs were eligible for vesting because certain performance criteria were satisfied. As determined by the Compensation Committee, the PSUs and DERs will be settled in common shares issued to the reporting person, net of applicable tax, as soon as practicable.

F3: Includes all Employee Stock Purchase Plan purchases through Feb. 20, 2019.