RB GLOBAL INC. — Director's Dealing 2019

Dec 11, 2019

SEC Form 4/A — Form 4/A

Issuer: RITCHIE BROS AUCTIONEERS INC (RBA)
CIK: 0001046102
Period of Report: 2018-03-01

Reporting Person: Watt Darren Jeffrey (Gen. Counsel & Corp. Secretary)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-03-01	Employee Stock Option (Right to Buy)	$32.16	A	15665	Acquired		Common Shares (15665)	Direct
2018-03-01	Restricted Shares Units (RSUs) - 2018	$	A	1996	Acquired		Common Shares (1996)	Direct

Footnotes

F1: This holding is being amended to reflect a correction in the calculation of shares granted as of the March 5, 2018 reporting date.

F2: The option was granted on March 1, 2018 and vests in three equal annual installments beginning March 1, 2019.

F3: The option expires on March 1, 2028; provided, however, that if such date occurs during a black out period (as defined in the RBA Amended and Restated Stock Option Plan) applicable to the reporting person or within five business days (as defined in such Plan) after the last day of a black out period applicable to the reporting person, the expiry date for the option will be the last day of such five business day period.

F4: Each RSU represents a contingent right to receive one RBA common share (subject to shareholder approval) or the econommic equivalent thereof.

F5: The RSUs vest on 2/28/2021. The common shares underlying vested RSUs or the cash value equivalent thereof (determined in accordance with the Amended and Restated Senior Executive Restricted Share Unit Plan will be paid to the reporting person, net of tax, as soon as practicable following the end of the month in which the RSUs vest.