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RB GLOBAL INC. — Director's Dealing 2019
Aug 21, 2019
30295_dirs_2019-08-21_d5f7cdd0-ea7d-4b63-adfa-59949cccdea9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RITCHIE BROS AUCTIONEERS INC (RBA)
CIK: 0001046102
Period of Report: 2019-08-19
Reporting Person: JETER JAMES J (President, Sales U.S.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-08-19 | Common Shares | M | 3465 | $8.22 | Acquired | 3465 | Direct |
| 2019-08-19 | Common Shares | M | 2018 | $11.73 | Acquired | 5483 | Direct |
| 2019-08-19 | Common Shares | M | 24532 | $14.04 | Acquired | 30015 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-08-19 | Employee Stock Option (Right to Buy) | $8.22 | M | 3465 | Disposed | 2025-03-12 | Common Shares (3465) | Direct |
| 2019-08-19 | Employee Stock Option (Right to Buy) | $11.73 | M | 2018 | Disposed | 2024-02-27 | Common Shares (2018) | Direct |
| 2019-08-19 | Employee Stock Option (Right to Buy) | $14.04 | M | 24532 | Disposed | 2026-02-04 | Common Shares (24532) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 1143 | Indirect |
Footnotes
F1: Includes all Employee Stock Purchase Plan purchases through August 21, 2019.
F2: Received in connection with the Issuer's acquisition of IronPlanet Holdings, Inc. on May 31, 2017 (the "Merger"). The option vests in equal monthly installments through 1/1/2019.
F3: Received in connection with the Merger. The option vests in equal monthly installments through 1/1/2018.
F4: Received in connection with the Merger. The option vest in equal monthly installments through 1/1/2021.
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