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RB GLOBAL INC. Director's Dealing 2019

Aug 21, 2019

30295_dirs_2019-08-21_d5f7cdd0-ea7d-4b63-adfa-59949cccdea9.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: RITCHIE BROS AUCTIONEERS INC (RBA)
CIK: 0001046102
Period of Report: 2019-08-19

Reporting Person: JETER JAMES J (President, Sales U.S.)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-08-19 Common Shares M 3465 $8.22 Acquired 3465 Direct
2019-08-19 Common Shares M 2018 $11.73 Acquired 5483 Direct
2019-08-19 Common Shares M 24532 $14.04 Acquired 30015 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-08-19 Employee Stock Option (Right to Buy) $8.22 M 3465 Disposed 2025-03-12 Common Shares (3465) Direct
2019-08-19 Employee Stock Option (Right to Buy) $11.73 M 2018 Disposed 2024-02-27 Common Shares (2018) Direct
2019-08-19 Employee Stock Option (Right to Buy) $14.04 M 24532 Disposed 2026-02-04 Common Shares (24532) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Shares 1143 Indirect

Footnotes

F1: Includes all Employee Stock Purchase Plan purchases through August 21, 2019.

F2: Received in connection with the Issuer's acquisition of IronPlanet Holdings, Inc. on May 31, 2017 (the "Merger"). The option vests in equal monthly installments through 1/1/2019.

F3: Received in connection with the Merger. The option vests in equal monthly installments through 1/1/2018.

F4: Received in connection with the Merger. The option vest in equal monthly installments through 1/1/2021.