RB GLOBAL INC. — Director's Dealing 2019

Mar 13, 2019

SEC Form 4/A — Form 4/A

Issuer: RITCHIE BROS AUCTIONEERS INC (RBA)
CIK: 0001046102
Period of Report: 2019-03-01

Reporting Person: Marck Marianne (Chief Information Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-03-01	Common Shares	M	5725	$0.00	Acquired	5725	Direct
2019-03-01	Common Shares	M	366	$0.00	Acquired	6091	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-03-01	Performance Share Units (2016 PSUs)	$	A	4220	Acquired	2019-03-01	Common Shares (4220)	Direct
2019-03-01	Dividend Equivalent Rights (2016 PSUs)	$	A	248	Acquired	2019-03-01	Common Shares (248)	Direct
2019-03-01	Performance Share Units (2016 PSUs)	$	M	5725	Disposed	2019-03-01	Common Shares (5725)	Direct
2019-03-01	Dividend Equivalent Rights (2016 PSUs)	$	M	366	Disposed	2019-03-01	Common Shares (366)	Direct

Footnotes

F1: Represents pre-tax amount of award. Share issuance will be made net of tax withholding ("TW"). TW will be reported on separately within 2 business days of the TW determination date.

F2: Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 1, 2019, the same date on which the Compensation Committee determined that certain of such PSUs and DERs were eligible for vesting because certain performance criteria were satisfied. As determined by the Compensation Committee, the PSUs and DERs will be settled in common shares issued to the reporting person, net of applicable tax, as soon as practicable.