RB GLOBAL INC. — Director's Dealing 2017

Mar 14, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: RITCHIE BROS AUCTIONEERS INC (RBA)
CIK: 0001046102
Period of Report: 2017-03-10

Reporting Person: Rijk Jeroen Laurentius Johanus (Sr. VP, Managing Director, Eur)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-03-10	Common Shares	M	2623	—	Acquired	2623	Direct
2017-03-10	Common Shares	M	178	—	Acquired	2801	Direct
2017-03-10	Common Shares	M	3403	—	Acquired	6204	Direct
2017-03-10	Common Shares	M	231	—	Acquired	6435	Direct
2017-03-10	Common Shares	D	6435	$32.72	Disposed	0	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2017-03-10	2014 DER PSU	$	M	178	Disposed		Common Shares (178)	Direct
2017-03-10	2014 PSUs	$	M	2623	Disposed		Common Shares (2623)	Direct
2017-03-10	2014 DER RSU	$	M	231	Disposed		Common Shares (231)	Direct
2017-03-10	2014 RSU	$	M	3403	Disposed		Common Shares (3403)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Shares	17245	Indirect
Common Shares	7487	Indirect
Common Shares	300	Indirect
Common Shares	300	Indirect
Common Shares	2020	Indirect

Footnotes

F1: Each PSU and DER represented a contingent right to receive the economic equivalent of one RBA common share. The PSUs and DERs vested on 3/10/2017. As determined by the Compensation Committee, the cash value of the common shares underlying the vested PSUs and DERs (determined in accordance with the RBA pre-2015 Performance Share Unit Plan) will be paid to the reporting person, net of applicable tax, as soon as practicable following the end of the month in which the PSUs and DERs vested

F2: Each RSU and DER represented a contingent right to receive the economic equivalent of one RBA common share. The RSUs and DERs vested on 3/10/2017. As determined by the Compensation Committee, the cash value of the common shares underlying the vested RSUs and DERs (determined in accordance with the RBA Restricted Share Unit Plan) will be paid to the reporting person, net of applicable tax, as soon as practicable following the end of the month in which the RSUs and DERs vested.

F3: Updated to include all Employee Stock Purchase Plan purchases through March 10, 2017.

F4: Dividend Equivalent Rights ("DER") for 2014 Performance Share Units

F5: Performance Share Units ("PSUs") - 2014

F6: Dividend Equivalent Rights ("DER") for 2014 Restricted Share Units

F7: Restricted Share Units ("RSUs") - 2014