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RB GLOBAL INC. Director's Dealing 2017

Mar 14, 2017

30295_dirs_2017-03-14_e1b4ec45-cf0f-434f-a0a2-68ebab805a77.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: RITCHIE BROS AUCTIONEERS INC (RBA)
CIK: 0001046102
Period of Report: 2017-03-10

Reporting Person: Watt Darren Jeffrey (Gen. Counsel & Corp. Secretary)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-03-10 Common Shares M 96 Acquired 96 Direct
2017-03-10 Common Shares M 1415 Acquired 1511 Direct
2017-03-10 Common Shares D 1511 $32.72 Disposed 0 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-03-10 2014 DER RSU $ M 96 Disposed Common Shares (96) Direct
2017-03-10 2014 RSU $ M 1415 Disposed Common Shares (1415) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Shares 1698 Indirect
Common Shares 1459 Indirect

Footnotes

F1: Each RSU and DER represented a contingent right to receive the economic equivalent of one RBA common share. The RSUs and DERs vested on 3/10/2017. As determined by the Compensation Committee, the cash value of the common shares underlying the vested RSUs and DERs (determined in accordance with the RBA Restricted Share Unit Plan) will be paid to the reporting person, net of applicable tax, as soon as practicable following the end of the month in which the RSUs and DERs vested.

F2: Updated to include all Employee Stock Purchase Plan purchases through March 10, 2017.

F3: Dividend Equivalent Rights ("DER") for 2014 Restricted Share Units

F4: Restricted Share Units ("RSUs") - 2014