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RB GLOBAL INC. Director's Dealing 2017

Aug 14, 2017

30295_dirs_2017-08-14_5fbe716c-8b38-4d35-8b1c-eb090551c777.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: RITCHIE BROS AUCTIONEERS INC (RBA)
CIK: 0001046102
Period of Report: 2017-08-11

Reporting Person: Driscoll Sharon Ruth (Chief Financial Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-08-11 Common Shares M 913 Acquired 913 Direct
2017-08-11 Common Shares M 40 Acquired 953 Direct
2017-08-11 Common Shares D 953 $28.22 Disposed 0 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-08-11 2015 DER RSU $ A 20 Acquired Common Shares (20) Direct
2017-08-11 2015 RSU $ M 913 Disposed Common Shares (913) Direct
2017-08-11 2015 DER RSU $ M 40 Disposed Common Shares (40) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Shares 1565 Indirect

Footnotes

F1: Each RSU and dividend equivalent right ("DER") represented a contingent right to receive the economic equivalent of one RBA common share. The RSUs and DERs vested on 8/11/2017. As determined by the Compensation Committee, the cash value of the common shares underlying the vested RSUs and DERs (determined in accordance with the RBA Restricted Share Unit Plan) will be paid to the reporting person, net of applicable tax, as soon as practicable following the end of the month in which the RSUs and DERs vested.

F2: Includes all Employee Stock Purchase Plan purchases through August 11, 2017.

F3: DER (2015 RSU) have accrued since December 19, 2017 filing

F4: Each dividend equivalent right ("DER")represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of one grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.