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RB GLOBAL INC. — Director's Dealing 2017
Aug 14, 2017
30295_dirs_2017-08-14_5fbe716c-8b38-4d35-8b1c-eb090551c777.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RITCHIE BROS AUCTIONEERS INC (RBA)
CIK: 0001046102
Period of Report: 2017-08-11
Reporting Person: Driscoll Sharon Ruth (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-08-11 | Common Shares | M | 913 | — | Acquired | 913 | Direct |
| 2017-08-11 | Common Shares | M | 40 | — | Acquired | 953 | Direct |
| 2017-08-11 | Common Shares | D | 953 | $28.22 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-08-11 | 2015 DER RSU | $ | A | 20 | Acquired | Common Shares (20) | Direct | |
| 2017-08-11 | 2015 RSU | $ | M | 913 | Disposed | Common Shares (913) | Direct | |
| 2017-08-11 | 2015 DER RSU | $ | M | 40 | Disposed | Common Shares (40) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 1565 | Indirect |
Footnotes
F1: Each RSU and dividend equivalent right ("DER") represented a contingent right to receive the economic equivalent of one RBA common share. The RSUs and DERs vested on 8/11/2017. As determined by the Compensation Committee, the cash value of the common shares underlying the vested RSUs and DERs (determined in accordance with the RBA Restricted Share Unit Plan) will be paid to the reporting person, net of applicable tax, as soon as practicable following the end of the month in which the RSUs and DERs vested.
F2: Includes all Employee Stock Purchase Plan purchases through August 11, 2017.
F3: DER (2015 RSU) have accrued since December 19, 2017 filing
F4: Each dividend equivalent right ("DER")represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of one grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.