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RB GLOBAL INC. Director's Dealing 2017

Mar 7, 2017

30295_dirs_2017-03-07_159203ea-cf76-4091-a983-aa1bc6051269.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: RITCHIE BROS AUCTIONEERS INC (RBA)
CIK: 0001046102
Period of Report: 2017-03-03

Reporting Person: Barr Jim (Group President)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-03-03 Dividend Equivalent Rights (2014 RSUs) $ A 14 Acquired Common Shares (14) Direct
2017-03-03 Dividend Equivalent Rights (2014 PSUs $ A 11 Acquired Common Shares (11) Direct

Footnotes

F1: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2014 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

F2: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2014 grant of performance share units under the pre-2015 Performance Share Unit Plan, and become exercisable proportionately with the performance share units to which they relate. Excludes dividend equivalent rights that relate to performance share units for which the performance criteria has not been satisfied.