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RB GLOBAL INC. — Director's Dealing 2017
Jun 1, 2017
30295_dirs_2017-06-01_9c775a8d-3735-4e56-a0b5-913c9392deba.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RITCHIE BROS AUCTIONEERS INC (RBA)
CIK: 0001046102
Period of Report: 2017-05-31
Reporting Person: Feick Douglas P. (SVP, Corp Dev & Intgr Opt)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-05-31 | Employee Stock Option (Right to Buy) | $14.04 | A | 22205 | Acquired | 2026-02-04 | Common Shares (22205) | Direct |
| 2017-05-31 | Employee Stock Option (Right to Buy) | $14.04 | A | 6055 | Acquired | 2026-02-03 | Common Shares (6055) | Direct |
| 2017-05-31 | Employee Stock Option (Right to Buy) | $8.22 | A | 5046 | Acquired | 2025-03-12 | Common Shares (5046) | Direct |
| 2017-05-31 | Employee Stock Option (Right to Buy) | $11.73 | A | 2018 | Acquired | 2024-02-27 | Common Shares (2018) | Direct |
Footnotes
F1: The option vests in equal monthly installments through 1/1/2021.
F2: Received in connection with RBA's acquisition (the "Merger") of IronPlanet Holdings, Inc. ("IP"), in exchange for an employee stock option to acquire 91,667 shares of IP common stock for $3.40 per share.
F3: The option vests in equal monthly installments through 1/1/2020.
F4: Received in connection with the Merger in exchange for an employee stock option to acquire 25,000 shares of IP common stock for $3.40 per share.
F5: The option vests in equal monthly installments through 1/1/2019.
F6: Received in connection with the Merger in exchange for an employee stock option to acquire 20,834 shares of IP common stock for $1.99 per share.
F7: The option vests in equal monthly installments through 1/1/2018.
F8: Received in connection with the Merger in exchange for an employee stock option to acquire 8,334 shares of IP common stock for $2.84 per share.