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RB GLOBAL INC. — Director's Dealing 2016
Mar 10, 2016
30295_dirs_2016-03-10_405fbc68-5612-480d-9a64-3dbd15a18ff5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RITCHIE BROS AUCTIONEERS INC (RBA)
CIK: 0001046102
Period of Report: 2016-03-09
Reporting Person: Werner Karl William (Ch. Op. & Supp. Dev. Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-03-09 | Common Shares | M | 6900 | $18.67 | Acquired | 6900 | Direct |
| 2016-03-09 | Common Shares | M | 10900 | $14.50 | Acquired | 17800 | Direct |
| 2016-03-09 | Common Shares | S | 17800 | $25.11 | Disposed | 0 | Direct |
| 2016-03-09 | Common Shares | S | 1500 | $25.27 | Disposed | 1160 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-03-09 | Employee Stock Option (Right to Buy) | $18.67 | M | 6900 | Disposed | 2017-03-01 | Common Shares (6900) | Direct |
| 2016-03-09 | Employee Stock Option (Right to Buy) | $14.50 | M | 10900 | Disposed | 2019-03-05 | Common Shares (10900) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 27896 | Indirect |
Footnotes
F1: The option was granted on March 5, 2009 and vested in three equal annual installments beginning on March 5, 2010.
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